Senior Associate, Compliance & Monitoring in New York, New York | DiversityInc Careers

Senior Associate, Compliance & Monitoring

Business Title:Senior Associate, Compliance & MonitoringRequisition Number:68524Function:Advisory
Area of Interest:Compliance and Monitoring
City:New York

Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven by delivering real results for our clients. It's also enabled by our culture, which encourages individual development, embraces an inclusive environment, rewards innovative excellence and supports our communities. With qualities like those, it's no wonder we're consistently ranked among the best companies to work for by Fortune Magazine, Consulting Magazine, Working Mother Magazine, Diversity Inc. and others. If you're as passionate about your future as we are, join our team.

KPMG is currently seeking a Senior Associate in Forensic - Regulatory Enforcement & Compliance for our KPMG Risk Consulting practice.


  • Assist a variety of financial institutions in addressing Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and sanctions compliance matters
  • Provide support for financial services or AML compliance initiatives at the direction of the national AML industry leader or leadership team
  • Assist management in identifying, escalating, and managing engagement risk on behalf of internal and external stakeholders
  • Provide input into engagement decisions such as work plans, timelines, budgets, project management, and resource allocation
  • Maintain an awareness of current market place issues and stay up-to-date with emerging regulatory requirements and guidance
  • Manage part(s) of an engagement, supervise staff level engagement teams, and provide direction and training to associates


  • A minimum of three years of AML compliance or corporate intelligence, due diligence, and/or compliance and legal experience in the financial or professional services industries preferred
  • Bachelor's degree from an accredited college/university in Business Administration, Finance, Accounting, Economics, English Literature, Engineering, Computer Science, Information Systems, Statistics, Math or a related quantitative field of study; MBA or JD from an accredited college/university and/or CAMS Certification, FIBA AMLCA Certification, or similar certification such as Certified Fraud Examiner (CFE) preferred
  • Solid understanding of common money laundering schemes as well as AML legal and regulatory environment, specifically the laws, regulations, and guidance promulgated under the BSA and USA PATRIOT Act
  • Strong interpersonal skills with the ability to meet the needs of the team and business
  • Application and package experience in any of the following: Transaction Monitoring Vendor Solutions, KYC Vendor Solutions, and OFAC sanctions screening solutions
  • Travel may be up to 80-100%
  • Applicants must be currently authorized to work in the United States without the need for visa sponsorship now or in the future

KPMG LLP (the U.S. member firm of KPMG International) offers a comprehensive compensation and benefits package. KPMG is an equal opportunity employer. All qualified applicants are considered for employment without regard to race, color, creed, religion, age, sex/gender, national origin, ancestry, citizenship status, marital status, sexual orientation, gender identity or expression, disability, physical or mental handicap unrelated to ability, pregnancy, veteran status, unfavorable discharge from military service, genetic information, personal appearance, family responsibility, matriculation or political affiliation, or other legally protected status. KPMG maintains a drug-free workplace. KPMG will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of applicable local, state or federal law (including San Francisco Ordinance number 131192). No phone calls or agencies please.GL:5

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